Sunaina Sinha Haldea

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Raymond James Financial International Limited

    FRN 188244

    • SMF3 Executive Director (since 1 Nov 2025)
    • [FCA CF] Material risk taker (since 24 Feb 2023)
    • [FCA CF] Manager of certification employee (since 1 Feb 2022)
    • [FCA CF] Client dealing (since 1 Feb 2022)
    • [FCA CF] Significant management (1 Feb 2022 to 31 Oct 2025)
  • Goodhart Partners LLP (no longer approved here)

    FRN 496588

    • CF30 Customer (25 Feb 2011 to 11 Oct 2011)
    • CF4 Partner (AR) (25 Feb 2011 to 11 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

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