Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (29 Sep 2021 to 1 Jul 2022)
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- [FCA CF] Material risk taker (29 Sep 2021 to 1 Jul 2022)
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- [FCA CF] Material risk taker (29 Sep 2021 to 1 Jul 2022)
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- [FCA CF] Significant management (26 May 2021 to 9 Jul 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 9 Jul 2021)
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- SMF4 Chief Risk (26 May 2016 to 12 Oct 2018)
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- CF28 Systems and controls (28 Nov 2011 to 14 Sep 2012)
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- CF30 Customer (1 May 2009 to 24 Jun 2011)
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- CF30 Customer (1 Nov 2007 to 29 May 2009)
- CF27 Investment Management (12 May 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.