GKF Wealth Management Limited

• Principal Place of Business

  6 Stratton Street

  London

  W1J 8LD

  ENGLAND

  Phone

  +4407970021801

  Web

  https://www.percipientcapital.com

• Complaints Contact

  6 Stratton Street

  London

  W1J 8LD

  ENGLAND

  Phone

  +4407970021801

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Paul Raynor

  IRN APR01069

  • CF1 Director (26 Feb 2009 to 23 Jan 2012)
  • CF30 Customer (26 Feb 2009 to 23 Jan 2012)
• Carl Stuart Jackson

  IRN CSJ01026

  • CF30 Customer (26 Feb 2009 to 2 May 2012)
  • CF1 Director (26 Feb 2009 to 2 May 2012)
• Christopher Charles Crouch

  IRN CCC00006

  • CF10 Compliance Oversight (26 Feb 2009 to 5 Jul 2012)
  • CF1 Director (26 Feb 2009 to 5 Jul 2012)
  • CF11 Money Laundering Reporting (26 Feb 2009 to 21 Jun 2011)
• David Paul Wing

  IRN DXW00191

  • CF11 Money Laundering Reporting (21 Jun 2011 to 5 Jul 2012)
• Derek King

  IRN DXK01101

  • CF1 Director (9 Oct 2012 to 24 Dec 2015)
  • CF30 Customer (27 Sep 2012 to 24 Dec 2015)
• Edward Peter Henry Farquhar

  IRN EPF01002

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (14 Jun 2011 to 8 Dec 2019)
  • CF30 Customer (3 Aug 2009 to 8 Dec 2019)
• Ian Bennett Scott

  IRN IBS01013

  • CF10 Compliance Oversight (20 Jul 2012 to 31 Jul 2013)
  • CF11 Money Laundering Reporting (20 Jul 2012 to 31 Jul 2013)
  • CF28 Systems and controls (20 Jul 2012 to 31 Jul 2013)
• Ian Martyn Booth

  IRN IMB01043

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (1 Mar 2013 to 8 Dec 2019)
• James Andrew Mackenzie Bingham

  IRN JAB01613

  • [FCA CF] Client dealing (since 1 Mar 2021)
• Jason Lee Gould

  IRN JLG01040

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF10 Compliance Oversight (21 Aug 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Aug 2017 to 8 Dec 2019)
  • CF1 Director (19 Jul 2012 to 8 Dec 2019)
  • CF30 Customer (1 Jun 2011 to 8 Dec 2019)

• iSportcapital Limited (no longer appointed)

  FRN 600969 · Appointed 15 May 2013 · Until 10 Nov 2014

No changes recorded yet.