Jason Lee Gould

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GKF Wealth Management Limited

    FRN 490635

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (21 Aug 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Aug 2017 to 8 Dec 2019)
    • CF1 Director (19 Jul 2012 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2011 to 8 Dec 2019)
  • West Midlands Enterprise Limited (no longer approved here)

    FRN 121943

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (2 Apr 2003 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.