Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (26 Feb 2021 to 6 Dec 2024)
- SMF3 Executive Director (26 Feb 2021 to 6 Dec 2024)
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- SMF3 Executive Director (9 Dec 2019 to 6 Dec 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 6 Dec 2024)
- CF10 Compliance Oversight (20 Sep 2018 to 8 Dec 2019)
- CF1 Director (20 Sep 2018 to 8 Dec 2019)
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- SMF16 Compliance Oversight (9 Dec 2019 to 6 Dec 2024)
- SMF3 Executive Director (9 Dec 2019 to 6 Dec 2024)
- CF1 Director (20 Sep 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (20 Sep 2018 to 8 Dec 2019)
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- CF11 Money Laundering Reporting (21 Jun 2011 to 5 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.