Ian Martyn Booth

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • West Midlands Enterprise Limited

    FRN 121943

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (3 Aug 2007 to 8 Dec 2019)
    • CF3 Chief Executive (3 Aug 2007 to 8 Dec 2019)
    • CF13 Finance (11 Mar 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (11 Mar 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • GKF Wealth Management Limited

    FRN 490635

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Mar 2013 to 8 Dec 2019)
  • Mercia Fund Management Limited (no longer approved here)

    FRN 524856

    • CF2 Non Executive Director (20 Jun 2011 to 16 Nov 2012)
    • CF1 Director (4 Jan 2011 to 20 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.