Ian Bennett Scott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercia Fund Management Limited (no longer approved here)

    FRN 524856

    • CF10a CASS Oversight function (13 Mar 2013 to 18 Apr 2017)
    • CF1 Director (11 Dec 2012 to 23 Oct 2017)
    • CF28 Systems and controls (4 Jan 2011 to 23 Oct 2017)
    • CF10 Compliance Oversight (4 Jan 2011 to 11 Jul 2017)
    • CF11 Money Laundering Reporting (4 Jan 2011 to 11 Jul 2017)
  • GKF Wealth Management Limited (no longer approved here)

    FRN 490635

    • CF28 Systems and controls (20 Jul 2012 to 31 Jul 2013)
    • CF10 Compliance Oversight (20 Jul 2012 to 31 Jul 2013)
    • CF11 Money Laundering Reporting (20 Jul 2012 to 31 Jul 2013)
  • West Midlands Enterprise Limited (no longer approved here)

    FRN 121943

    • CF11 Money Laundering Reporting (17 Mar 2008 to 31 Jul 2013)
    • CF28 Systems and controls (17 Mar 2008 to 31 Jul 2013)
    • CF10 Compliance Oversight (17 Mar 2008 to 31 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.