Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Jun 2011 to 8 Dec 2019)
    • CF30 Customer (3 Aug 2009 to 8 Dec 2019)
  • West Midlands Enterprise Limited (no longer approved here)

    FRN 121943

    • CF30 Customer (28 Dec 2011 to 8 Dec 2019)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 30 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.