GHC CAPITAL MARKETS LTD.

• Principal Place of Business

  GHC Capital Markets Limited

  Norwich House

  26 Horsefair Street

  Leicester

  LE1 5BD

  UNITED KINGDOM

  Phone

  +4401162045500

  Web

  https://www.ghcl.co.uk

• Complaints Contact

  GHC Capital Markets Limited

  Norwich House

  26 Horsefair Street

  Leicester

  LE1 5BD

  UNITED KINGDOM

  Phone

  +4401162045500

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · The investment type "contract for differences (excluding a spread bet and a rolling spot forex contract)" is restricted to Securitised Derivatives which meet the Listing Conditions.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The investment type "contract for differences (excluding a spread bet and a rolling spot forex contract)" is restricted to Securitised Derivatives which meet the Listing Conditions.

• Louise Susanne Babin

  IRN LSB01036

  • CF30 Customer (1 Nov 2007 to 23 Sep 2011)
  • CF27 Investment Management (7 May 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (7 May 2007 to 31 Oct 2007)
• Louise Wilkins

  IRN LXB01560

  • CF30 Customer (28 Oct 2010 to 7 Mar 2014)
• Marcus Holden-Craufurd

  IRN MGH01043

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 13 Nov 2025)
  • [FCA CF] Functions requiring qualifications (since 12 Nov 2025)
  • [FCA CF] Manager of certification employee (12 Nov 2025 to 12 Jan 2026)
• Mark David Jones

  IRN MDJ01028

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2006)
  • CF27 Investment Management (1 Dec 2001 to 31 Mar 2006)
• Martin Ashley Vaughan

  IRN MAV01043

  • CF1 Director (5 Mar 2012 to 31 Jul 2014)
• Martin John Andrews

  IRN MJA01074

  • CF30 Customer (1 Nov 2007 to 28 Dec 2007)
  • CF27 Investment Management (18 Aug 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (18 Aug 2003 to 31 Oct 2007)
• Martin John Desmond

  IRN MJD01207

  • CF10 Compliance Oversight (12 Dec 2001 to 21 Aug 2006)
  • CF1 Director (12 Dec 2001 to 21 Aug 2006)
  • CF13 Finance (1 Dec 2001 to 21 Aug 2006)
  • CF14 Risk Assessment (1 Dec 2001 to 21 Aug 2006)
  • CF15 Internal Audit (1 Dec 2001 to 21 Aug 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 21 Aug 2006)
• Michael Thomas Hall

  IRN MTH01037

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (since 1 Nov 2007)
  • CF1 Director (AR) (27 Jun 2025 to 2 Apr 2026)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2026)
  • CF1 Director (1 Dec 2001 to 30 Jul 2003)
  • CF14 Risk Assessment (1 Dec 2001 to 30 Jul 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Natasha Jane Mary Cheeseman

  IRN NJS01109

  • CF27 Investment Management (1 Dec 2001 to 3 May 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 3 May 2002)
• Neil Edward Vernon

  IRN NEV01001

  • CF21 Investment Adviser (1 Dec 2001 to 29 Sep 2006)
  • CF27 Investment Management (1 Dec 2001 to 29 Sep 2006)

• Mike Hall ACIB Ltd

  FRN 432700 · Appointed 13 May 2005

• Capital Financial Markets Limited (no longer appointed)

  FRN 597030 · Appointed 11 Mar 2013 · Until 12 Apr 2017

• Nicholas William Plumbridge (no longer appointed)

  FRN 466506 · Appointed 11 Apr 2007 · Until 2 Aug 2007

• Leonard William Oram (no longer appointed)

  FRN 431448 · Appointed 22 Apr 2005 · Until 4 May 2005

• Investment Risk Management Limited (no longer appointed)

  FRN 231923 · Appointed 27 Feb 2004 · Until 31 Jan 2005

No changes recorded yet.