Marcus Holden-Craufurd

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GHC CAPITAL MARKETS LTD.

    FRN 152998

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 13 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 12 Nov 2025)
    • [FCA CF] Manager of certification employee (12 Nov 2025 to 12 Jan 2026)
  • Oberon Investments Limited (no longer approved here)

    FRN 124885

    • [FCA CF] Significant management (23 May 2024 to 1 Jul 2025)
    • [FCA CF] Manager of certification employee (23 May 2024 to 1 Jul 2025)
    • [FCA CF] Material risk taker (23 May 2024 to 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (3 Jan 2023 to 1 Jul 2025)
    • [FCA CF] Client dealing (3 Jan 2023 to 1 Jul 2025)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 20 May 2022)
    • [FCA CF] Client dealing (1 Jan 2021 to 20 May 2022)
    • CF30 Customer (8 Nov 2019 to 8 Dec 2019)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 12 Apr 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Apr 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (6 Apr 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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