Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (12 Dec 2001 to 21 Aug 2006)
- CF10 Compliance Oversight (12 Dec 2001 to 21 Aug 2006)
- CF13 Finance (1 Dec 2001 to 21 Aug 2006)
- CF14 Risk Assessment (1 Dec 2001 to 21 Aug 2006)
- CF15 Internal Audit (1 Dec 2001 to 21 Aug 2006)
- CF21 Investment Adviser (1 Dec 2001 to 21 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.