Gemini Asset Management Ltd

• Principal Place of Business

  Gemini House

  71 Park Road

  Sutton Coldfield

  B73 6BT

  UNITED KINGDOM

  Phone

  +441213542700

  Web

  https://geminiwealthgroup.com/investment-advisors

• Complaints Contact

  Gemini House

  71 Park Road

  Sutton Coldfield

  B73 6BT

  UNITED KINGDOM

  Phone

  +441213542700

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amanda Louise Reid

  IRN ALR00014

  • SMF16 Compliance Oversight (since 10 Jan 2023)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (30 Jul 2019 to 8 Dec 2019)
  • CF1 Director (6 Jul 2016 to 8 Dec 2019)
• Cristian De Zen

  IRN CXD01277

  • [FCA CF] Client dealing (22 Dec 2021 to 29 Apr 2022)
  • [FCA CF] Functions requiring qualifications (22 Dec 2021 to 29 Apr 2022)
• Curtis Yardley

  IRN CXY01086

  • CF30 Customer (6 Jul 2016 to 25 Jun 2019)
• David John Thomas

  IRN DJT00011

  • CF1 Director (6 Jul 2016 to 1 Mar 2017)
• Edward Ashley Pemberton

  IRN EXP00289

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 25 Apr 2025)
  • [FCA CF] Client dealing (since 25 Apr 2025)
• Gary David Metcalf

  IRN GDM00010

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (6 Jul 2016 to 8 Dec 2019)
• Jason Roger Moore

  IRN JRM00056

  • SMF16 Compliance Oversight (9 Dec 2019 to 29 Sep 2022)
  • SMF3 Executive Director (9 Dec 2019 to 29 Sep 2022)
  • CF1 Director (6 Jul 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Jul 2016 to 8 Dec 2019)
• Mark Alan Thomas

  IRN MAT00014

  • SMF3 Executive Director (since 26 Jun 2023)
• Paul Anthony Reid

  IRN PAR01169

  • 14. Managing investments
  • SMF3 Executive Director (since 1 Jun 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (6 Jul 2016 to 8 Dec 2019)
• Paul Antony Williams

  IRN PAW01205

  • CF11 Money Laundering Reporting (6 Jul 2016 to 22 Apr 2019)

No changes recorded yet.