Amanda Louise Reid

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GEMINI WEALTH MANAGEMENT LTD

    FRN 458880

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • Responsibility for MCD Intermediation (since 10 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Jan 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 May 2007 to 22 Apr 2019)
    • CF1 Director (31 May 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 May 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (29 Dec 2006 to 31 Oct 2007)
  • Gemini Asset Management Ltd

    FRN 718250

    • SMF16 Compliance Oversight (since 10 Jan 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (30 Jul 2019 to 8 Dec 2019)
    • CF1 Director (6 Jul 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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