Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GEMINI WEALTH MANAGEMENT LTD
FRN 458880
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF3 Executive Director (since 1 Jun 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF22 Investment Adviser (Trainee) (12 Apr 2007 to 31 Oct 2007)
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Gemini Asset Management Ltd
FRN 718250
- 14. Managing investments
- SMF3 Executive Director (since 1 Jun 2023)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (6 Jul 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.