Mark Alan Thomas

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GEMINI WEALTH MANAGEMENT LTD
FRN 458880
- [FCA CF] Manager of certification employee (since 21 Nov 2023)
- SMF3 Executive Director (since 26 Jun 2023)
Gemini Asset Management Ltd
FRN 718250
- SMF3 Executive Director (since 26 Jun 2023)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF4 Partner (AR) (25 May 2018 to 30 Sep 2021)
- CF1 Director (13 Dec 2016 to 23 May 2018)
- CF1 Director (AR) (24 Jul 2012 to 23 May 2018)
Create Financial Management LLP (no longer approved here)
FRN 229237
- Employed By (25 May 2018 to 30 Sep 2021)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF1 Director (13 Dec 2016 to 23 May 2018)
TenetLime Limited (no longer approved here)
FRN 311266
- CF1 Director (13 Dec 2016 to 23 May 2018)
Aspire Financial Management Ltd (no longer approved here)
FRN 568595
- Employed By (24 Jul 2012 to 4 Jun 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.