Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gemini Asset Management Ltd (no longer approved here)

    FRN 718250

    • [FCA CF] Client dealing (22 Dec 2021 to 29 Apr 2022)
    • [FCA CF] Functions requiring qualifications (22 Dec 2021 to 29 Apr 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (17 Sep 2020 to 15 Apr 2021)
    • CF30 Customer (19 Aug 2020 to 15 Apr 2021)
  • Four Oaks Financial Services Limited (no longer approved here)

    FRN 616095

    • (10)Employed By (19 Aug 2020 to 15 Apr 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (28 Apr 2020 to 14 May 2020)
  • Delphic Financial Planning Limited (no longer approved here)

    FRN 486037

    • (15)Employed By (28 Apr 2020 to 14 May 2020)
  • BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)

    FRN 114159

    • CF30 Customer (1 May 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 21 Aug 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 21 Aug 2018)
    • CF30 Customer (14 Jan 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.