David John Thomas

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GEMINI WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 458880

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (31 May 2007 to 1 Mar 2017)
    • CF21 Investment Adviser (29 Dec 2006 to 31 Oct 2007)
  • Gemini Asset Management Ltd (no longer approved here)

    FRN 718250

    • CF1 Director (6 Jul 2016 to 1 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.