GBM SECURITIES LIMITED

• Principal Place of Business

  99 Bishopsgate

  London

  EC2M 3XD

  UNITED KINGDOM

  Phone

  +4402070652050

  Web

  https://www.gbmsecurities.com

• Complaints Contact

  GBM Securities Limited

  99 Bishopsgate

  London

  City Of London

  EC2M 3XD

  UNITED KINGDOM

  Phone

  +442070652066

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Erwan Revel

  IRN EXR20039

  • [FCA CF] Proprietary trader (7 Dec 2020 to 12 Jul 2022)
• Eugene O'Herlihy

  IRN EXO00121

  • SMF24 Chief Operations (27 Jun 2025 to 20 Feb 2026)
• Fabio Martirani

  IRN FXM01106

  • CF30 Customer (24 May 2018 to 25 Feb 2019)
• Gareth Johnson

  IRN GXJ01104

  • CF30 Customer (14 Nov 2013 to 13 Nov 2015)
• Gerald Banks

  IRN GXB00582

  • SMF1 Chief Executive (since 10 Sep 2025)
  • SMF3 Executive Director (since 10 Sep 2025)
  • Director of firm who is not a certification employee or a SMF manager (since 11 Jul 2024)
• German Kucerov

  IRN GXK01138

  • [FCA CF] Manager of certification employee (11 May 2022 to 30 Aug 2024)
  • [FCA CF] Material risk taker (22 Jan 2021 to 30 Aug 2024)
  • [FCA CF] Proprietary trader (22 Jan 2021 to 30 Aug 2024)
• Gordon Robert McCulloch

  IRN GRM01072

  • SMF11 Chair of the Audit Committee (since 21 Mar 2025)
  • SMF13 Chair of the Nominations Committee (since 19 Jul 2023)
  • SMF10 Chair of the Risk Committee (since 9 Dec 2019)
  • CF2 Non Executive Director (8 Mar 2019 to 8 Dec 2019)
• Iryna Burianova

  IRN IXB01168

  • CF30 Customer (2 Mar 2017 to 6 Jul 2018)
• Jeremy Mark Foster

  IRN JXF00237

  • SMF9 Chair of the Governing Body (3 Aug 2023 to 12 Dec 2024)
  • SMF12 Chair of the Remuneration Committee (3 Aug 2023 to 12 Dec 2024)
  • SMF11 Chair of the Audit Committee (18 Jun 2021 to 20 Jan 2025)
  • Director of firm who is not a certification employee or a SMF manager (22 Feb 2021 to 18 Jun 2021)
• John Robert Mark Barker

  IRN JRB01193

  • CF1 Director (3 Jan 2014 to 31 Dec 2014)
  • CF2 Non Executive Director (19 Jun 2013 to 31 Dec 2013)

• CHILBOLTON ADVISORY SERVICES LIMITED (no longer appointed)

  FRN 1051898 · Appointed 1 Mar 2026 · Until 31 Mar 2026

No changes recorded yet.