Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GBM SECURITIES LIMITED (no longer approved here)

    FRN 586463

    • [FCA CF] Manager of certification employee (11 May 2022 to 30 Aug 2024)
    • [FCA CF] Material risk taker (22 Jan 2021 to 30 Aug 2024)
    • [FCA CF] Proprietary trader (22 Jan 2021 to 30 Aug 2024)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • CF30 Customer (19 Jan 2016 to 8 Dec 2019)
  • MCAP Global Finance (UK) LLP (no longer approved here)

    FRN 587257

    • CF30 Customer (16 Jul 2014 to 11 Jun 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (22 May 2009 to 8 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.