MCAP Global Finance (UK) LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
30 Golden SquareLondonW1F 9LDUNITED KINGDOM- Phone
- +4402079010700
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Complaints Contact
30 Golden SquareLondonW1F 9LDUNITED KINGDOM- Phone
- +4402079010706
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. MCAP Global Finance Limited
IRN XXM26201
- SMF27 Partner (since 4 Mar 2020)
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Alexander Rafiq Howell
IRN ARH01128
- [FCA CF] Client dealing (since 9 Oct 2023)
- [FCA CF] Manager of certification employee (since 9 Oct 2023)
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Alma Louise Donohoe
IRN ALD01064
- CF30 Customer (3 Jun 2013 to 9 Mar 2018)
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Andrew Howard Rabinowitz
IRN AXR01425
- CF28 Systems and controls (11 Feb 2013 to 9 Jan 2019)
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Benedict Paul Thomas
IRN BPT01025
- SMF16 Compliance Oversight (9 Dec 2019 to 28 May 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 May 2021)
- CF10 Compliance Oversight (3 Jul 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (25 Jan 2018 to 8 Dec 2019)
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Benjamin Yenminn Chen
IRN BYC00003
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (18 Mar 2013 to 8 Dec 2019)
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Bruce Jeffrey Richards
IRN BJR01039
- CF4 Partner (11 Feb 2013 to 9 Jan 2019)
- CF3 Chief Executive (11 Feb 2013 to 9 Jan 2019)
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Charles Holmes
IRN CXH00368
- [FCA CF] Client dealing (since 16 Aug 2024)
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Christine Chartouni
IRN CXC01774
- CF10 Compliance Oversight (11 Feb 2013 to 3 Jul 2018)
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Christopher Andre Kula
IRN CXK00301
- SMF27 Partner (since 18 Feb 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.