Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 3 Feb 2020)
- CF10 Compliance Oversight (13 Apr 2018 to 6 Nov 2019)
- CF11 Money Laundering Reporting (13 Apr 2018 to 6 Nov 2019)
- CF4 Partner (13 Apr 2018 to 8 Dec 2019)
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- CF30 Customer (3 Jun 2013 to 9 Mar 2018)
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- CF30 Customer (26 Nov 2007 to 29 Jul 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.