MCAP Global Finance (UK) LLP

• Principal Place of Business

  30 Golden Square

  London

  W1F 9LD

  UNITED KINGDOM

  Phone

  +4402079010700

• Complaints Contact

  30 Golden Square

  London

  W1F 9LD

  UNITED KINGDOM

  Phone

  +4402079010706

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Eric Gamble Clause

  IRN EXC01084

  • CF11 Money Laundering Reporting (11 Feb 2013 to 8 Aug 2014)
  • CF30 Customer (11 Feb 2013 to 8 Aug 2014)
• German Kucerov

  IRN GXK01138

  • CF30 Customer (16 Jul 2014 to 11 Jun 2015)
• Giuseppe Puccia

  IRN GXP01442

  • CF30 Customer (11 Feb 2013 to 19 Dec 2014)
• Iris Arrington

  IRN IXA01235

  • CF30 Customer (3 Apr 2013 to 8 Jan 2016)
• Jochen Andreas Kauschmann

  IRN JAK01172

  • [FCA CF] Client dealing (since 20 Jan 2026)
  • CF30 Customer (21 Jun 2017 to 8 Dec 2019)
• Jonathan Patrick Braidley

  IRN JPB01225

  • SMF27 Partner (22 Apr 2020 to 30 May 2025)
  • CF11 Money Laundering Reporting (4 Dec 2014 to 15 Jan 2018)
  • CF30 Customer (16 Mar 2013 to 8 Dec 2019)
• Jusdeep Judge

  IRN JXJ01196

  • [FCA CF] Client dealing (28 Jul 2022 to 4 Mar 2024)
• Lakshmi Kapoor

  IRN LXK01078

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Feb 2013 to 8 Dec 2019)
• Laurie Cook

  IRN LXC00604

  • [FCA CF] Client dealing (since 16 Aug 2024)
• Louis Todd Hanover

  IRN LTH01011

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (11 Feb 2013 to 8 Dec 2019)
  • CF4 Partner (11 Feb 2013 to 8 Dec 2019)

No changes recorded yet.