Eric Gamble Clause

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PIMCO Europe Ltd

    FRN 149303

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (12 Oct 2015 to 8 Dec 2019)
  • Step One Finance Limited (no longer approved here)

    FRN 706087

    • CF2 Non Executive Director (9 Jun 2016 to 13 Feb 2019)
  • Ethicalfin Limited (no longer approved here)

    FRN 517378

    • CF30 Customer (15 May 2015 to 1 Sep 2015)
  • MCAP Global Finance (UK) LLP (no longer approved here)

    FRN 587257

    • CF11 Money Laundering Reporting (11 Feb 2013 to 8 Aug 2014)
    • CF30 Customer (11 Feb 2013 to 8 Aug 2014)
  • Arrowgrass Capital Partners LLP (no longer approved here)

    FRN 413647

    • CF30 Customer (25 May 2011 to 15 Dec 2011)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 21 Sep 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2004 to 11 Oct 2004)
    • CF21 Investment Adviser (27 Feb 2004 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.