Ethicalfin Limited

Date authorised
1 April 2013
Companies House
06604512
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Bressenden Place
    Nova North
    London
    SW1E 5BY
    UNITED KINGDOM
    Phone
    +447887692903
    Web
    https://www.ethicalfin.com

  • Complaints Contact

    Nova North
    11 Bressenden Place
    London
    SW1E 5BY
    UNITED KINGDOM
    Phone
    +447887692903

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alessandro Mele

    IRN AXM01531

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (5 Jul 2010 to 8 Dec 2019)
    • CF3 Chief Executive (5 Jul 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jul 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jul 2010 to 8 Dec 2019)
    • CF1 Director (5 Jul 2010 to 8 Dec 2019)
  • Alexandra Mele

    IRN AXM02835

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (5 Jul 2010 to 8 Dec 2019)
    • CF1 Director (5 Jul 2010 to 8 Dec 2019)
  • Christian Polman

    IRN CXP00689

    • [FCA CF] Client dealing (since 14 Nov 2024)
  • Edward Daniel Baker

    IRN EDB01009

    • [FCA CF] Client dealing (since 8 Jul 2025)
  • Eric Gamble Clause

    IRN EXC01084

    • CF30 Customer (15 May 2015 to 1 Sep 2015)
  • Fabio Greco

    IRN FXG01081

    • SMF3 Executive Director (24 Nov 2020 to 12 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2024)
    • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
  • Francesco D'Alberti

    IRN FXD01116

    • CF30 Customer (1 Oct 2012 to 23 May 2013)
  • Marco Musciacco

    IRN MXM01345

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2025)
    • CF30 Customer (24 Jul 2019 to 8 Dec 2019)
  • Paola Bergamaschi

    IRN PXB01319

    • CF30 Customer (16 Nov 2015 to 21 Jan 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.