Edward Daniel Baker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ethicalfin Limited

    FRN 517378

    • [FCA CF] Client dealing (since 8 Jul 2025)
  • Mesirow Financial International UK Limited (no longer approved here)

    FRN 474455

    • CF30 Customer (15 Oct 2018 to 8 Dec 2019)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF16 Significant Mgt (Desgntd Investment Business) (30 Nov 2005 to 1 Feb 2007)
    • CF1 Director (1 Dec 2001 to 30 Nov 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 22 Apr 2005)
    • CF3 Chief Executive (1 Dec 2001 to 22 Apr 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Apr 2007)
    • CF27 Investment Management (1 Dec 2001 to 25 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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