Mesirow Financial International UK Limited

Date authorised
1 April 2013
Companies House
06276706
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Caxton Street
    4th Floor
    London
    Westminster
    SW1H 0RJ
    UNITED KINGDOM
    Phone
    +447803605190

  • Complaints Contact

    26 Caxton Street
    4th Floor
    London
    Westminster
    SW1H 0RJ
    UNITED KINGDOM
    Phone
    +447803605190

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Jon Ochstein

    IRN AJO01060

    • CF30 Customer (8 Jun 2011 to 18 Jul 2014)
  • Amy Louise Middleton

    IRN ALM01073

    • [FCA CF] Client dealing (25 Apr 2022 to 24 Jan 2024)
    • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
  • Andrew Saunders

    IRN AXS01110

    • [FCA CF] Client dealing (14 Apr 2022 to 24 Jan 2024)
  • Andrew Symonds

    IRN AXS03753

    • CF30 Customer (20 Jan 2015 to 21 Apr 2017)
  • Arnold Bradley Busscher

    IRN ABB01051

    • CF1 Director (17 Jan 2008 to 22 May 2009)
  • David DiMatteo

    IRN DXD00264

    • [FCA CF] Client dealing (since 14 Apr 2022)
  • Dennis Black

    IRN DXB02116

    • SMF3 Executive Director (9 Dec 2019 to 3 Feb 2020)
    • CF1 Director (AR) (12 Apr 2019 to 15 Feb 2021)
    • CF1 Director (10 Jun 2011 to 8 Dec 2019)
  • Dermot Michael Keegan

    IRN DMK01016

    • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2023)
    • CF11 Money Laundering Reporting (23 Jul 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Jul 2010 to 23 Jun 2011)
    • CF3 Chief Executive (23 Jul 2010 to 8 Dec 2019)
    • CF1 Director (23 Jul 2010 to 8 Dec 2019)
    • CF30 Customer (21 Oct 2008 to 30 Jun 2023)
  • Dominick Mondi

    IRN DXM03148

    • SMF3 Executive Director (9 Dec 2019 to 15 Feb 2021)
    • CF1 Director (AR) (29 Mar 2019 to 15 Feb 2021)
    • CF1 Director (19 Sep 2018 to 8 Dec 2019)
  • Edward Baker

    IRN EXB00254

    • [FCA CF] Client dealing (25 Apr 2022 to 28 Apr 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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