Dermot Michael Keegan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mesirow Financial International UK Limited (no longer approved here)

    FRN 474455

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2023)
    • CF11 Money Laundering Reporting (23 Jul 2010 to 8 Dec 2019)
    • CF3 Chief Executive (23 Jul 2010 to 8 Dec 2019)
    • CF1 Director (23 Jul 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Jul 2010 to 23 Jun 2011)
    • CF30 Customer (21 Oct 2008 to 30 Jun 2023)
  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • CF29 Significant management (1 Nov 2007 to 31 May 2008)
    • CF17 Significant Mgt (Other Business Operations) (21 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.