Mesirow Financial International UK Limited

• Principal Place of Business

  26 Caxton Street

  4th Floor

  London

  Westminster

  SW1H 0RJ

  UNITED KINGDOM

  Phone

  +447803605190

• Complaints Contact

  26 Caxton Street

  4th Floor

  London

  Westminster

  SW1H 0RJ

  UNITED KINGDOM

  Phone

  +447803605190

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Edward Daniel Baker

  IRN EDB01009

  • CF30 Customer (15 Oct 2018 to 8 Dec 2019)
• Gary Carlton Klopfenstein

  IRN GXK01076

  • CF1 Director (29 Jun 2011 to 28 Feb 2014)
  • CF30 Customer (17 Jan 2008 to 1 Jan 2009)
• Greg Fedorinchik

  IRN GXF01303

  • CF30 Customer (1 Mar 2011 to 1 Apr 2015)
• Gregory Richard Arthur Brown

  IRN GRB01141

  • CF10 Compliance Oversight (5 Nov 2018 to 8 Oct 2019)
  • CF11 Money Laundering Reporting (5 Nov 2018 to 8 Oct 2019)
• Heather Smilgys

  IRN HXS01564

  • CF30 Customer (18 Aug 2011 to 10 Aug 2018)
• Igor Zjalic

  IRN IXZ00024

  • [FCA CF] Client dealing (since 30 Jun 2025)
• James Craig Tyree

  IRN JCT01089

  • CF1 Director (17 Jan 2008 to 21 Mar 2011)
• Jeffrey Michael Levine

  IRN JML01192

  • SMF3 Executive Director (since 6 May 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF1 Director (AR) (27 Mar 2019 to 9 Nov 2022)
  • CF10 Compliance Oversight (20 Jun 2011 to 8 Dec 2019)
• Jeffrey Roland Chicoine

  IRN JRC01228

  • CF30 Customer (17 Jan 2008 to 19 Nov 2008)
• Jerrard Zive

  IRN JXZ00096

  • [FCA CF] Client dealing (since 28 Jun 2025)

• Mesirow Financial Investment Management, Inc. (no longer appointed)

  FRN 832223 · Appointed 29 Jan 2019 · Until 23 Nov 2022

No changes recorded yet.