MCAP Global Finance (UK) LLP

• Principal Place of Business

  30 Golden Square

  London

  W1F 9LD

  UNITED KINGDOM

  Phone

  +4402079010700

• Complaints Contact

  30 Golden Square

  London

  W1F 9LD

  UNITED KINGDOM

  Phone

  +4402079010706

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manmohit Singh Bhatia

  IRN MSB01191

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Jul 2019 to 8 Dec 2019)
• Mario Alfonso Caicedo

  IRN MAC01451

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
  • CF30 Customer (25 Sep 2017 to 8 Dec 2019)
• Mario Perkovic

  IRN MXP02185

  • [FCA CF] Client dealing (since 28 Jul 2022)
• Morten Spenner

  IRN MXS01737

  • CF30 Customer (4 Aug 2014 to 8 Dec 2019)
• Neill Morgan

  IRN NFM01012

  • CF30 Customer (11 Feb 2013 to 20 Apr 2015)
• Philip George Thomas

  IRN PGT01030

  • [FCA CF] Client dealing (9 Dec 2019 to 15 May 2022)
  • CF30 Customer (11 Feb 2013 to 8 Dec 2019)
• Raymond Peter Vega

  IRN RXV00081

  • [FCA CF] Client dealing (20 Sep 2022 to 1 May 2024)
• Richard Simon Miles Buckland

  IRN RSB01128

  • CF30 Customer (22 Jun 2017 to 8 Dec 2019)
• Sandrine Frison

  IRN SXF00245

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Oct 2021)
  • SMF16 Compliance Oversight (since 12 Oct 2021)
• Scott Storey

  IRN SXS02835

  • CF30 Customer (11 Feb 2013 to 25 Jul 2019)

No changes recorded yet.