Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (4 Aug 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 31 Mar 2014)
- CF1 Director (20 Aug 2007 to 28 Jan 2014)
- CF3 Chief Executive (20 Aug 2007 to 31 Mar 2014)
- CF8 Apportionment and Oversight (20 Aug 2007 to 31 Oct 2007)
- CF21 Investment Adviser (14 Oct 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.