MCAP Global Finance (UK) LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
30 Golden SquareLondonW1F 9LDUNITED KINGDOM- Phone
- +4402079010700
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Complaints Contact
30 Golden SquareLondonW1F 9LDUNITED KINGDOM- Phone
- +4402079010706
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Simon Antony Chapman
IRN SXC03099
- SMF16 Compliance Oversight (1 Aug 2025 to 12 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Aug 2025 to 12 Sep 2025)
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Simon David Males
IRN SDM01126
- [FCA CF] Client dealing (since 13 Aug 2025)
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Teofilo Ignacio Lasarte
IRN TIL01007
- [FCA CF] Client dealing (28 Jul 2022 to 3 Jul 2024)
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Veerarouthu Partha Sarathy
IRN VPS01013
- CF30 Customer (3 Dec 2013 to 8 Dec 2019)
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Vicente Enrique Mira Gumucio
IRN VXM01200
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (22 Mar 2017 to 8 Dec 2019)
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Vijay Srinivasan
IRN VXS01332
- CF30 Customer (11 Feb 2013 to 20 Apr 2017)
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Wei Sheng Lim
IRN WXL00124
- [FCA CF] Client dealing (since 13 Nov 2024)
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William Harris Acheson
IRN WHA01012
- [FCA CF] Client dealing (since 31 Aug 2020)
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Xiaoyi Zhu
IRN XXZ00011
- [FCA CF] Client dealing (since 29 Oct 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.