GBM SECURITIES LIMITED

• Principal Place of Business

  99 Bishopsgate

  London

  EC2M 3XD

  UNITED KINGDOM

  Phone

  +4402070652050

  Web

  https://www.gbmsecurities.com

• Complaints Contact

  GBM Securities Limited

  99 Bishopsgate

  London

  City Of London

  EC2M 3XD

  UNITED KINGDOM

  Phone

  +442070652066

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julien Jaques Louis Mareschal

  IRN JJM01131

  • SMF4 Chief Risk (29 Jan 2022 to 20 Jun 2022)
• Justin Van Wijngaarden

  IRN JJV01019

  • CF29 Significant management (2 Apr 2019 to 8 Dec 2019)
• Kima Lanko

  IRN KXL01429

  • CF30 Customer (12 May 2015 to 14 Jan 2019)
• Kiti Pantskhava

  IRN KXP01449

  • [FCA CF] Client dealing (7 Dec 2020 to 14 Jul 2022)
• Luis Saenz

  IRN LXS01402

  • CF30 Customer (19 Jun 2013 to 8 Dec 2019)
• MIkhail Neganov

  IRN MXN69714

  • [FCA CF] Client dealing (12 Mar 2025 to 28 Feb 2026)
• Mahesh Lakhani

  IRN MXL00219

  • [FCA CF] Significant management (4 Jan 2021 to 31 Oct 2024)
• Marat Kurmanbievich Karaktov

  IRN MKK01033

  • CF30 Customer (5 Jan 2016 to 1 Mar 2016)
• Margarita Kozinda

  IRN MXK02732

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2021)
  • CF30 Customer (9 Aug 2016 to 5 Jan 2018)
• Mark Aidan Cleary

  IRN MAC01271

  • [FCA CF] Material risk taker (9 Dec 2019 to 25 Jul 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 25 Jul 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Jul 2025)
  • CF30 Customer (19 Jun 2013 to 8 Dec 2019)

• CHILBOLTON ADVISORY SERVICES LIMITED (no longer appointed)

  FRN 1051898 · Appointed 1 Mar 2026 · Until 31 Mar 2026

No changes recorded yet.