Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 9 Jun 2022)
    • SMF14 Senior Independent Director (10 Dec 2021 to 1 Mar 2022)
    • SMF10 Chair of the Risk Committee (22 Nov 2019 to 1 Mar 2022)
    • SMF11 Chair of the Audit Committee (22 Nov 2019 to 10 May 2024)
  • GBM SECURITIES LIMITED (no longer approved here)

    FRN 586463

    • CF29 Significant management (2 Apr 2019 to 8 Dec 2019)
  • G.H. FINANCIALS LIMITED (no longer approved here)

    FRN 161807

    • CF10a CASS Oversight function (11 Apr 2013 to 2 May 2018)
    • CF28 Systems and controls (18 Feb 2013 to 30 Nov 2018)
    • CF1 Director (18 Feb 2013 to 30 Nov 2018)
  • Tibra Trading Europe Limited (no longer approved here)

    FRN 465790

    • CF1 Director (21 Sep 2011 to 18 Feb 2013)
    • CF28 Systems and controls (22 Feb 2011 to 18 Feb 2013)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF1 Director (7 Sep 2009 to 7 Jan 2010)
    • CF28 Systems and controls (7 Sep 2009 to 7 Jan 2010)
  • JEFFERIES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 218270

    • CF1 Director (3 Mar 2008 to 5 Jun 2009)
    • CF28 Systems and controls (5 Nov 2007 to 5 Jun 2009)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF28 Systems and controls (5 Nov 2007 to 5 Jun 2009)
    • CF1 Director (25 Jun 2007 to 5 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

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