JEFFERIES ASSET MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
04476927
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +4402070298000
    Web
    https://www.jefferies.com

  • Complaints Contact

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +4402070298000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian John Beresford Hope

    IRN AJH01241

    • CF30 Customer (1 Nov 2007 to 10 May 2013)
    • CF8 Apportionment and Oversight (24 Jun 2003 to 31 Oct 2007)
    • CF3 Chief Executive (24 Jun 2003 to 10 May 2013)
    • CF27 Investment Management (24 Jun 2003 to 26 Feb 2007)
    • CF21 Investment Adviser (24 Jun 2003 to 31 Oct 2007)
    • CF1 Director (24 Jun 2003 to 10 May 2013)
  • Alan Tai

    IRN AXT01182

    • CF30 Customer (1 Nov 2007 to 31 May 2008)
    • CF21 Investment Adviser (4 Mar 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Aug 2004 to 28 Feb 2005)
  • Anne Mary Breslin

    IRN AMB01309

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (10 Nov 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Nov 2014 to 8 Dec 2019)
  • Avtandil Gigineishvili

    IRN AXG01269

    • CF30 Customer (1 Nov 2007 to 11 Nov 2008)
    • CF27 Investment Management (24 Jun 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (24 Jun 2003 to 27 Jul 2006)
  • Bruno Charles Burki

    IRN BCB01043

    • [FCA CF] Client dealing (12 May 2020 to 31 Jan 2021)
  • Charles Anthony George Hillier

    IRN CXH00350

    • SMF1 Chief Executive (1 Jul 2021 to 30 Nov 2022)
    • SMF3 Executive Director (1 Jul 2021 to 30 Nov 2022)
    • [FCA CF] Significant management (1 Apr 2021 to 24 Nov 2021)
    • [FCA CF] Manager of certification employee (1 Apr 2021 to 24 Nov 2021)
  • Christopher William Hartley Beton

    IRN CWB01031

    • CF30 Customer (23 Jan 2012 to 27 Sep 2013)
  • Conor Dolan

    IRN CXD01892

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • CF1 Director (9 Sep 2016 to 8 Dec 2019)
  • David Walt Weaver

    IRN DWW01049

    • CF3 Chief Executive (24 May 2013 to 31 May 2016)
    • CF1 Director (2 May 2013 to 31 May 2016)
  • David William Moore

    IRN DWM01051

    • CF26 Customer Trading (27 Oct 2003 to 25 Nov 2004)
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Recent activity

Updates to this firm's record on the FCA register.

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