Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BCI FINANCE LTD (no longer approved here)

    FRN 605912

    • CF2 Non Executive Director (8 Mar 2017 to 8 Dec 2019)
  • JEFFERIES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 218270

    • CF3 Chief Executive (24 May 2013 to 31 May 2016)
    • CF1 Director (2 May 2013 to 31 May 2016)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF3 Chief Executive (6 Nov 2007 to 31 May 2016)
    • CF30 Customer (1 Nov 2007 to 31 May 2016)
    • CF1 Director (13 Jul 2007 to 31 May 2016)
    • CF21 Investment Adviser (13 Jul 2007 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF16 Significant Mgt (Desgntd Investment Business) (22 May 2006 to 17 Mar 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.