Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF2 Non Executive Director (8 Mar 2017 to 8 Dec 2019)
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- CF3 Chief Executive (24 May 2013 to 31 May 2016)
- CF1 Director (2 May 2013 to 31 May 2016)
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- CF3 Chief Executive (6 Nov 2007 to 31 May 2016)
- CF30 Customer (1 Nov 2007 to 31 May 2016)
- CF1 Director (13 Jul 2007 to 31 May 2016)
- CF21 Investment Adviser (13 Jul 2007 to 31 Oct 2007)
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- CF16 Significant Mgt (Desgntd Investment Business) (22 May 2006 to 17 Mar 2007)
- CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.