Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF29 Significant management (8 Feb 2010 to 10 May 2013)
    • CF30 Customer (1 Nov 2007 to 10 May 2013)
    • CF27 Investment Management (22 Apr 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2007)
    • CF1 Director (1 Dec 2001 to 7 Sep 2007)
  • JEFFERIES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 218270

    • CF30 Customer (1 Nov 2007 to 10 May 2013)
    • CF8 Apportionment and Oversight (24 Jun 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (24 Jun 2003 to 31 Oct 2007)
    • CF27 Investment Management (24 Jun 2003 to 26 Feb 2007)
    • CF3 Chief Executive (24 Jun 2003 to 10 May 2013)
    • CF1 Director (24 Jun 2003 to 10 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.