Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (8 Feb 2010 to 10 May 2013)
- CF30 Customer (1 Nov 2007 to 10 May 2013)
- CF27 Investment Management (22 Apr 2003 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2007)
- CF1 Director (1 Dec 2001 to 7 Sep 2007)
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- CF30 Customer (1 Nov 2007 to 10 May 2013)
- CF8 Apportionment and Oversight (24 Jun 2003 to 31 Oct 2007)
- CF21 Investment Adviser (24 Jun 2003 to 31 Oct 2007)
- CF27 Investment Management (24 Jun 2003 to 26 Feb 2007)
- CF3 Chief Executive (24 Jun 2003 to 10 May 2013)
- CF1 Director (24 Jun 2003 to 10 May 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.