Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GBM SECURITIES LIMITED (no longer approved here)

    FRN 586463

    • SMF12 Chair of the Remuneration Committee (3 Aug 2023 to 12 Dec 2024)
    • SMF9 Chair of the Governing Body (3 Aug 2023 to 12 Dec 2024)
    • SMF11 Chair of the Audit Committee (18 Jun 2021 to 20 Jan 2025)
    • Director of firm who is not a certification employee or a SMF manager (22 Feb 2021 to 18 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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