John Robert Mark Barker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ITI Capital Limited (no longer approved here)

    FRN 171487

    • CF2 Non Executive Director (20 Nov 2017 to 29 Aug 2019)
  • GBM SECURITIES LIMITED (no longer approved here)

    FRN 586463

    • CF1 Director (3 Jan 2014 to 31 Dec 2014)
    • CF2 Non Executive Director (19 Jun 2013 to 31 Dec 2013)
  • Linear Investments Limited (no longer approved here)

    FRN 537389

    • CF2 Non Executive Director (13 Aug 2013 to 10 Apr 2014)
  • Liquidnet Europe Limited (no longer approved here)

    FRN 198039

    • CF30 Customer (1 Nov 2007 to 4 May 2012)
    • CF26 Customer Trading (15 Jan 2003 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Mar 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 4 May 2012)
    • CF3 Chief Executive (1 Dec 2001 to 4 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.