Date authorised
1 April 2013
Companies House
03265272
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +4402072048990
  • Complaints Contact

    Gallagher
    1 Genesis Business Park
    Albert Drive
    Woking
    Surrey
    GU21 5RW
    UNITED KINGDOM
    Phone
    +4407500578873

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian James Andrew Gould

    IRN IJG01046

    • CF30 Customer (11 Mar 2015 to 30 Apr 2016)
  • Ian Pine

    IRN IXP01073

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Dec 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Dec 2020)
    • CF30 Customer (18 Apr 2016 to 8 Dec 2019)
  • James Wright Croly

    IRN JWC00002

    • CF30 Customer (1 Jun 2014 to 6 Feb 2015)
  • Jason Paul Cannon

    IRN JPC01173

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 1 Feb 2023)
    • [FCA CF] Manager of certification employee (since 1 Feb 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
  • John David White

    IRN JDW01100

    • Responsible for Insurance Mediation (12 Jun 2015 to 30 Nov 2016)
    • CF1 Director (12 Jun 2015 to 30 Nov 2016)
  • John Peter Hastings-Bass

    IRN JPH00023

    • CF2 Non Executive Director (1 Jan 2013 to 19 Dec 2014)
    • CF1 Director (20 Apr 2012 to 1 Jan 2013)
  • John Surgenor

    IRN JHS00034

    • CF21 Investment Adviser (21 Mar 2005 to 17 Apr 2005)
    • CF22 Investment Adviser (Trainee) (17 Dec 2004 to 21 Mar 2005)
  • John William Yates

    IRN JWY01003

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 Oct 2025)
    • [FCA CF] Manager of certification employee (since 22 Oct 2025)
    • [FCA CF] Client dealing (since 22 Oct 2025)
  • Jon Bryant

    IRN JXB01999

    • CF1 Director (17 Mar 2004 to 1 Dec 2005)
    • CF17 Significant Mgt (Other Business Operations) (17 Mar 2004 to 1 Dec 2005)
    • CF22 Investment Adviser (Trainee) (17 Mar 2004 to 1 Dec 2005)
  • Jonathan Erwin Nicholls

    IRN JEN01037

    • CF30 Customer (1 Jun 2014 to 7 Oct 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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