Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
    • [FCA CF] Client dealing (since 1 Feb 2023)
    • [FCA CF] Manager of certification employee (since 1 Feb 2023)
  • CRN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 402441

    • CF30 Customer (1 Nov 2007 to 30 Nov 2008)
    • CF21 Investment Adviser (8 Mar 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (8 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.