Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Gallagher Risk & Reward Limited
FRN 184711
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
- [FCA CF] Client dealing (since 1 Feb 2023)
- [FCA CF] Manager of certification employee (since 1 Feb 2023)
-
- CF30 Customer (1 Nov 2007 to 30 Nov 2008)
- CF21 Investment Adviser (8 Mar 2006 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (8 Mar 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.