John William Yates

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gallagher Risk & Reward Limited

    FRN 184711

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 22 Oct 2025)
    • [FCA CF] Client dealing (since 22 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 22 Oct 2025)
  • Gallagher (Administration & Investment) Limited

    FRN 115057

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (19 Jun 2014 to 8 Dec 2019)
  • The Rayburn Group Ltd (554) (no longer approved here)

    FRN 192064

    • Employed By (7 Oct 2002 to 28 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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