Date authorised
1 April 2013
Companies House
03265272
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +4402072048990
  • Complaints Contact

    Gallagher
    1 Genesis Business Park
    Albert Drive
    Woking
    Surrey
    GU21 5RW
    UNITED KINGDOM
    Phone
    +4407500578873

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Malcolm Rice

    IRN JXR00128

    • SMF16 Compliance Oversight (since 16 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Feb 2021)
    • Responsible for Insurance Distribution (16 Feb 2021 to 4 Jun 2021)
  • Judith Irene Miller

    IRN JIP00001

    • CF30 Customer (1 Jun 2014 to 18 Dec 2015)
  • Julian Maurice Bracey

    IRN JMB00036

    • CF30 Customer (1 Jun 2014 to 15 Jun 2015)
  • Katherine Gadsby

    IRN KXG00026

    • CF30 Customer (1 Jan 2014 to 31 Dec 2014)
  • Katrina Margaret Usher

    IRN KXM00023

    • CF30 Customer (7 Jan 2015 to 22 Dec 2016)
  • Kenneth Kaye

    IRN KXK01921

    • CF30 Customer (13 Apr 2016 to 31 Oct 2016)
  • Kenneth Robert Morton

    IRN KRM01057

    • CF1 Director (AR) (since 26 Apr 2024)
  • Kerry Barber

    IRN KXB01796

    • CF10 Compliance Oversight (3 Mar 2014 to 17 Jul 2015)
  • Lee Raymond Fellows

    IRN LRF00010

    • CF30 Customer (12 Jan 2016 to 12 May 2017)
  • Leslie Arman Lemenager

    IRN LAL01049

    • SMF3 Executive Director (9 Dec 2019 to 18 Dec 2023)
    • Responsible for Insurance Distribution (12 Jul 2019 to 10 Oct 2019)
    • CF3 Chief Executive (12 Jul 2019 to 10 Oct 2019)
    • CF1 Director (1 Jan 2013 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.