Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 13 Nov 2025)
    • CF30 Customer (since 13 Nov 2025)
    • (37)Employed By (since 13 Nov 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Dec 2025)
    • CF30 Customer (12 Jul 2017 to 4 Dec 2025)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Nov 2021)
  • Age Partnership Wealth Management Limited (no longer approved here)

    FRN 670493

    • CF30 Customer (7 Nov 2016 to 10 Jul 2017)
  • Gallagher Risk & Reward Limited (no longer approved here)

    FRN 184711

    • CF30 Customer (13 Apr 2016 to 31 Oct 2016)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (22 Dec 2015 to 27 Apr 2016)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (22 Dec 2015 to 27 Apr 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Finli (IPWM) Limited

  2. controlled function added: (37)Employed By at Finli (IPWM) Limited