Date authorised
1 April 2013
Companies House
02312427
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Frenkel House
    15 Carolina Way
    Salford
    Greater Manchester
    M50 2ZY
    UNITED KINGDOM
    Phone
    +4401618868000
  • Complaints Contact

    Frenkel House
    15 Carolina Way
    Salford
    Greater Manchester
    M50 2ZY
    UNITED KINGDOM
    Phone
    +4401618868000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Mark Lord

    IRN JML01239

    • [FCA CF] Client dealing (29 Apr 2024 to 25 Jul 2025)
    • [FCA CF] Functions requiring qualifications (29 Apr 2024 to 25 Jul 2025)
  • Joseph Antony Doidge

    IRN JAD00021

    • CF30 Customer (5 Jun 2009 to 21 Dec 2010)
  • Joseph Stanley Coupe

    IRN JSC00027

    • CF30 Customer (1 Nov 2007 to 31 Dec 2016)
    • CF21 Investment Adviser (10 Jul 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jul 2002)
  • Julie Ann Cattell

    IRN JAC00134

    • CF30 Customer (22 Jun 2016 to 30 Jun 2017)
  • Julie Ann Dean

    IRN JAD01247

    • CF1 Director (AR) (7 Apr 2010 to 28 Oct 2010)
    • CF1 Director (17 May 2006 to 31 Jul 2017)
  • Karen Anne Cresswell

    IRN KAC00018

    • CF1 Director (AR) (24 Jun 2010 to 25 Oct 2010)
    • CF30 Customer (3 Dec 2009 to 16 Oct 2012)
  • Karl Douglas Hirst

    IRN KDH01050

    • CF1 Director (AR) (29 Oct 2012 to 17 Nov 2015)
  • Katie Louise Nutting

    IRN KLN00017

    • CF30 Customer (1 Feb 2019 to 17 Jul 2020)
  • Kelvin Peter Barlow

    IRN KPB00007

    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
  • Liam Harvey

    IRN LXH00225

    • Appointed representative dealing with clients for which they require qualification (17 Feb 2022 to 29 Aug 2023)
    • CF30 Customer (28 Apr 2021 to 25 Aug 2023)
    • [FCA CF] Client dealing (1 Apr 2021 to 29 Aug 2023)
    • [FCA CF] Functions requiring qualifications (1 Apr 2021 to 29 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.