Frenkel Topping Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Frenkel House15 Carolina WaySalfordGreater ManchesterM50 2ZYUNITED KINGDOM- Phone
- +4401618868000
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Complaints Contact
Frenkel House15 Carolina WaySalfordGreater ManchesterM50 2ZYUNITED KINGDOM- Phone
- +4401618868000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jonathan Mark Lord
IRN JML01239
- [FCA CF] Client dealing (29 Apr 2024 to 25 Jul 2025)
- [FCA CF] Functions requiring qualifications (29 Apr 2024 to 25 Jul 2025)
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Joseph Antony Doidge
IRN JAD00021
- CF30 Customer (5 Jun 2009 to 21 Dec 2010)
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Joseph Stanley Coupe
IRN JSC00027
- CF30 Customer (1 Nov 2007 to 31 Dec 2016)
- CF21 Investment Adviser (10 Jul 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jul 2002)
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Julie Ann Cattell
IRN JAC00134
- CF30 Customer (22 Jun 2016 to 30 Jun 2017)
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Julie Ann Dean
IRN JAD01247
- CF1 Director (AR) (7 Apr 2010 to 28 Oct 2010)
- CF1 Director (17 May 2006 to 31 Jul 2017)
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Karen Anne Cresswell
IRN KAC00018
- CF1 Director (AR) (24 Jun 2010 to 25 Oct 2010)
- CF30 Customer (3 Dec 2009 to 16 Oct 2012)
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Karl Douglas Hirst
IRN KDH01050
- CF1 Director (AR) (29 Oct 2012 to 17 Nov 2015)
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Katie Louise Nutting
IRN KLN00017
- CF30 Customer (1 Feb 2019 to 17 Jul 2020)
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Kelvin Peter Barlow
IRN KPB00007
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
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Liam Harvey
IRN LXH00225
- Appointed representative dealing with clients for which they require qualification (17 Feb 2022 to 29 Aug 2023)
- CF30 Customer (28 Apr 2021 to 25 Aug 2023)
- [FCA CF] Client dealing (1 Apr 2021 to 29 Aug 2023)
- [FCA CF] Functions requiring qualifications (1 Apr 2021 to 29 Aug 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Aspire + Wealth Management Limited
FRN 914141 · Appointed 26 Sep 2019
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Forte Wealth Management Limited
FRN 796645 · Appointed 15 Dec 2017
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Frenkel Topping Associates Limited
FRN 759456 · Appointed 30 Sep 2016
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HJA FINANCIAL MANAGEMENT SERVICES LIMITED (no longer appointed)
FRN 1005154 · Appointed 25 Nov 2023 · Until 30 Apr 2025
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Lime Wealth Management Limited (no longer appointed)
FRN 999569 · Appointed 12 Jul 2023 · Until 17 Oct 2025
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Serious Law Investments Limited (no longer appointed)
FRN 990595 · Appointed 25 Jan 2023 · Until 30 Apr 2025
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CFG Financial Services Limited (no longer appointed)
FRN 979511 · Appointed 21 Jul 2022 · Until 30 Apr 2025
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Ralli Financial Services Limited (no longer appointed)
FRN 967224 · Appointed 11 Jan 2022 · Until 14 Apr 2026
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Pattinson and Brewer Financial Services Limited (no longer appointed)
FRN 961027 · Appointed 22 Oct 2021 · Until 10 Nov 2025
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HCC Investment Solutions Limited (no longer appointed)
FRN 919325 · Appointed 10 Jan 2020 · Until 11 Nov 2025
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.