Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (29 Apr 2024 to 25 Jul 2025)
- [FCA CF] Client dealing (29 Apr 2024 to 25 Jul 2025)
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- SMF3 Executive Director (9 Jun 2021 to 6 Mar 2024)
- [FCA CF] Manager of certification employee (20 May 2021 to 6 Mar 2024)
- [FCA CF] Functions requiring qualifications (25 Feb 2020 to 6 Mar 2024)
- [FCA CF] Client dealing (25 Feb 2020 to 6 Mar 2024)
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- CF30 Customer (1 Feb 2019 to 20 Feb 2020)
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- Employed By (1 Feb 2019 to 20 Feb 2020)
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- CF30 Customer (18 Oct 2018 to 19 Oct 2018)
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- Employed By (7 Aug 2017 to 2 Jul 2018)
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- CF30 Customer (22 Apr 2015 to 6 Jan 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.