Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Frenkel Topping Limited (no longer approved here)

    FRN 145186

    • [FCA CF] Functions requiring qualifications (29 Apr 2024 to 25 Jul 2025)
    • [FCA CF] Client dealing (29 Apr 2024 to 25 Jul 2025)
  • Xentum Limited (no longer approved here)

    FRN 912036

    • SMF3 Executive Director (9 Jun 2021 to 6 Mar 2024)
    • [FCA CF] Manager of certification employee (20 May 2021 to 6 Mar 2024)
    • [FCA CF] Functions requiring qualifications (25 Feb 2020 to 6 Mar 2024)
    • [FCA CF] Client dealing (25 Feb 2020 to 6 Mar 2024)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (1 Feb 2019 to 20 Feb 2020)
  • Xentum Limited (no longer approved here)

    FRN 796582

    • Employed By (1 Feb 2019 to 20 Feb 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (18 Oct 2018 to 19 Oct 2018)
  • Atherton & Associates Wealth Management Ltd (no longer approved here)

    FRN 481858

    • Employed By (7 Aug 2017 to 2 Jul 2018)
  • LWM LLP (no longer approved here)

    FRN 604928

    • CF30 Customer (22 Apr 2015 to 6 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.