Julie Ann Cattell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shackleton Advisers Limited

    FRN 163291

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 4 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2024)
    • CF30 Customer (13 Jul 2017 to 1 Jul 2024)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (51)Employed By (13 Jul 2017 to 1 Jul 2024)
  • Frenkel Topping Limited (no longer approved here)

    FRN 145186

    • CF30 Customer (22 Jun 2016 to 30 Jun 2017)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (17 Oct 2011 to 27 May 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (13 Jul 2010 to 30 Jun 2011)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (8 Jan 2010 to 16 Jul 2010)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF21 Investment Adviser (22 Sep 2006 to 1 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Jul 2005 to 22 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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