Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 25 Nov 2020)
- [FCA CF] Client dealing (since 25 Nov 2020)
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- CF30 Customer (1 Feb 2019 to 17 Jul 2020)
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- (9)Employed By (1 Feb 2019 to 17 Jul 2020)
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- CF30 Customer (12 May 2015 to 29 Jan 2019)
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- Employed By (5 May 2015 to 29 Jan 2019)
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- CF30 Customer (14 Jul 2014 to 15 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Forte Wealth Management Limited
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controlled function added: (9)Employed By at Forte Wealth Management Limited