Karen Anne Cresswell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arundel Wealth Management Limited

    FRN 465838

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Sep 2012 to 8 Dec 2019)
  • Frenkel Topping Limited (no longer approved here)

    FRN 145186

    • CF1 Director (AR) (24 Jun 2010 to 25 Oct 2010)
    • CF30 Customer (3 Dec 2009 to 16 Oct 2012)
  • LImelight Access Wealth Solutions Limited (no longer approved here)

    FRN 524222

    • Employed By (24 Jun 2010 to 22 Sep 2010)
  • Frenkel Topping Wealth Solutions Limited (no longer approved here)

    FRN 513782

    • Employed By (3 Dec 2009 to 16 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

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