Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Adroit Financial Planning Limited (no longer approved here)

    FRN 579324

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Nov 2023)
    • CF30 Customer (13 Jan 2017 to 8 Dec 2019)
  • Frenkel Topping Associates Limited (no longer approved here)

    FRN 759456

    • (3)Employed By (27 Oct 2016 to 31 Dec 2016)
  • Outspire Financial Limited (no longer approved here)

    FRN 590273

    • Employed By (28 Oct 2012 to 7 Dec 2015)
  • Frenkel Topping Limited (no longer approved here)

    FRN 145186

    • CF30 Customer (1 Nov 2007 to 31 Dec 2016)
    • CF21 Investment Adviser (10 Jul 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Frenkel Topping Associates Limited

  2. controlled function added: (3)Employed By at Frenkel Topping Associates Limited