Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Nov 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 26 Nov 2023)
- CF30 Customer (13 Jan 2017 to 8 Dec 2019)
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- (3)Employed By (27 Oct 2016 to 31 Dec 2016)
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- Employed By (28 Oct 2012 to 7 Dec 2015)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2016)
- CF21 Investment Adviser (10 Jul 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Frenkel Topping Associates Limited
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controlled function added: (3)Employed By at Frenkel Topping Associates Limited