Frenkel Topping Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Frenkel House15 Carolina WaySalfordGreater ManchesterM50 2ZYUNITED KINGDOM- Phone
- +4401618868000
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Complaints Contact
Frenkel House15 Carolina WaySalfordGreater ManchesterM50 2ZYUNITED KINGDOM- Phone
- +4401618868000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Bunby
IRN JXB01671
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF30 Customer (since 22 Mar 2026)
- Appointed representative dealing with clients for which they require qualification (since 17 Feb 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (11 Apr 2016 to 8 Dec 2019)
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Janie Clement
IRN JXC01571
- CF1 Director (15 Jan 2002 to 15 Jan 2002)
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Jayesh Vishram Ratna
IRN JVR00007
- CF30 Customer (23 May 2016 to 30 Sep 2016)
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Jennifer Stone
IRN JAS00015
- CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2005)
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Jeremy Rowe
IRN JMR01210
- CF30 Customer (12 Apr 2021 to 22 Jul 2022)
- [FCA CF] Client dealing (1 Mar 2021 to 22 Jul 2022)
- [FCA CF] Functions requiring qualifications (1 Mar 2021 to 22 Jul 2022)
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John Cromey
IRN JXC00091
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
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John Gerard Devlin
IRN JGD01028
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (30 Sep 2005 to 31 Oct 2007)
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John Paul Butterworth
IRN JPB01175
- CF30 Customer (30 Apr 2008 to 27 May 2008)
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John Richard Frenkel
IRN JRF00006
- CF1 Director (1 Dec 2001 to 9 Jul 2004)
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Jonathan Daniel Heald
IRN JDH00059
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Aspire + Wealth Management Limited
FRN 914141 · Appointed 26 Sep 2019
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Forte Wealth Management Limited
FRN 796645 · Appointed 15 Dec 2017
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Frenkel Topping Associates Limited
FRN 759456 · Appointed 30 Sep 2016
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HJA FINANCIAL MANAGEMENT SERVICES LIMITED (no longer appointed)
FRN 1005154 · Appointed 25 Nov 2023 · Until 30 Apr 2025
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Lime Wealth Management Limited (no longer appointed)
FRN 999569 · Appointed 12 Jul 2023 · Until 17 Oct 2025
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Serious Law Investments Limited (no longer appointed)
FRN 990595 · Appointed 25 Jan 2023 · Until 30 Apr 2025
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CFG Financial Services Limited (no longer appointed)
FRN 979511 · Appointed 21 Jul 2022 · Until 30 Apr 2025
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Ralli Financial Services Limited (no longer appointed)
FRN 967224 · Appointed 11 Jan 2022 · Until 14 Apr 2026
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Pattinson and Brewer Financial Services Limited (no longer appointed)
FRN 961027 · Appointed 22 Oct 2021 · Until 10 Nov 2025
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HCC Investment Solutions Limited (no longer appointed)
FRN 919325 · Appointed 10 Jan 2020 · Until 11 Nov 2025
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.